
When an agency wants to restrict access to information, the records
custodian may say that manipulating database information is
"creating" a new record, which usually is not required by law.
Others argue that
creating a specialized record is the very essence of why databases
are set up. Their primary function is to permit users to manipulate data and
information.
Sometimes customized
searches are required only because the agency neglected to plan its database
system in a way that users could access information.
When reporters
at the St. Louis Post-Dispatch wanted traffic ticket data from a local police
agency, the police agency argued that because it had no way to separate cases,
it was not required to disclose from other cases, they could not provide any
of the information.
Often, statutes
that regulate the practice do not require an agency to manipulate computer data
for requesters, but neither do they prohibit an agencys compliance with
such requests.
Some statutes appear
to require agencies to make reasonable efforts to provide such data. Virginia
allows an agency to abstract or summarize information, but the agency
is not required to do so.
In Minnesota, requesters
can ask an agency to make a custom run of summary data, if the requester is
willing to pay for it.
Idaho implies a
limited right of access to analysis, compilation and other manipulated
forms of the original data produced by use of the program. Oregon permits
an agency to collect fees for summarizing, compiling or tailoring
electronic records.
Computer-savvy
reporters often will offer to write the program to save an agency the trouble.
This may depend on which database management system the agency uses.
Courts have split
on whether agencies must manipulate data for a requester. State courts sometimes
look to federal law for guidance.
In 1982, the federal
appeals court in Washington, D.C., held that an agency is not required
. . . to create a document that does not exist in order to satisfy a request.
(Yeager v. Drug Enforcement Administration)
A U.S. District Court in San Francisco (9th Cir.) ruled that an agency was not required to manipulate exempt information on personal tax returns to provide a breakdown of non-exempt information. The court ruled that the request involved editing so extensive as to amount to the creation of new records. (Long v. IRS )
However, more recent federal cases impose greater burdens on federal agencies
to search for specific information. A federal district court in San Francisco
ruled in 1989 that an agency must search all data banks to find specific information
sought. (Mayock v. Immigration and Naturalization Service)
The U.S. Court of Appeals in Washington, D.C., appears to have narrowed its earlier holding in Yeager when it found in 1994 that a publishers FOI Act request for specialized address lists from the Health Care Financing Administration was reasonable, even though it would require a search through the agencys database.
However, the court ruled that the information, which was compiled from tax return
information, was exempt from disclosure under the Revenue Code and the FOI Acts
Exemption 3. (Thompson Publishing Group, Inc. v. Health Care Financing Association)
In an administrative
decision, the U.S. Department of Energys director of hearings and appeals
decided that generating a list of documents by computer would not be creating
a new record, even though the list did not previously exist.
The federal Electronic
FOI Act was enacted to guarantee that requesters would enjoy the same benefits
from electronic record-keeping enjoyed by the agencies themselves. It is consistent
with later developments in case law, imposing the requirement of reasonableness
in determining whether an agency has made an adequate search through its records
for requested information.
Although many states
look to federal law for guidance, it remains to be seen whether the reasonableness
standard will carry the day.