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The Alabama Public Records Law does not expressly provide for access to segregable portions of records that contain exempt material, but numerous statutes provide for partial exclusion, see, e.g., Ala. Code § 9-16-83(b)(16) (2001) (applications for surface coal mining and reclamation permits open except for information pertaining to the coal seam itself), and redaction has been permitted, sanctioned, or ordered in the following cases and attorney general opinions:
1. Arrest reports: Complainant names and witness names may be blocked out or otherwise precluded from access. Birmingham News Co. v. Deutcsh, CV 85-504-132 JDC (Cir. Ct. of Jefferson County, Ala., Equity Div., Aug. 19, 1986).
2. Complaint reports: Specific information, or entire reports, may be withheld if "the divulging of such information or complaint reports would actually interfere with the conduct of the efforts of respondents in enforcing the criminal law or would actually hamper law enforcement." Birmingham News Co. v. Watkins, CV No. 38389 at 4 (Cir. Ct. of Jefferson County, Ala., Oct. 30, 1974) (applying First Amendment newsgathering right, not Public Records Law); see also Washington County Publications v. Wheat, No. CV-99-94 (Cir. Ct. of Washington County, Ala., May 1, 2000) (incident/offense reports are available for public inspection subject to the right of the sheriff to withhold or redact certain information on a case-by-case basis depending on the nature of the case, the status of the investigation, whether the victim would be subject to threats or intimidation, or when public disclosure would hinder the investigation of a case).
3. National Fire Incident Reporting System forms: Home addresses, telephone numbers and the material status of persons involved in an incident may be withheld from public inspection. Op. Att'y Gen. Ala. No. 2006-134, 2006 Ala. AG LEXIS 97 (Aug. 17, 2006).
4. Personnel records: Psychological profiles in inmate personnel file, 200 Op. Att'y Gen. Ala. 25 (Aug. 20, 1985); employees' home addresses, 212 Op. Att'y Gen. Ala. 26 (Aug. 1, 1988); confidential material in a resume the release of which would cause undue harm or embarrassment, 222 Op. Att'y Gen. Ala. 48 (Mar. 20, 1991); addresses or telephone numbers received under a promise of confidentiality, 227 Op. Att'y Gen. Ala. 42 (June 3, 1992); marital status, medical history, confidential recommendations of employment, and drug or alcohol testing, Op. Att'y Gen. Ala. No. 96-00003, 1995 Ala. AG LEXIS 59 (Oct. 4, 1995).
5. Prison Incident Reports: The Department of Corrections was permitted to redact information that would subject a person to a specific threat or harm or if the release of the information would jeopardize a pending criminal investigation or violate any state or federal law. Allen v. Barksdale, 32 So. 3d 1264 (Ala. 2009).
6. State license tag records: Information regarding state license tags for undercover vehicles to be blocked out. Birmingham News Co. v. Hobbie, 12 Media L. Rep. (BNA) 1687, 1688 (Cir. Ct. of Montgomery County, Ala., Dec. 20, 1985).
7. Transcript of pretrial proceedings: Materials involving ongoing grand jury proceedings are to be kept under seal, by redaction of references to these materials from the transcript of pretrial proceedings. Ex parte Birmingham News Co., 624 So. 2d 1117, 1127-29 (Ala. Crim. App. 1993) (applying common law and First Amendment right of access to criminal court records).
Alabama courts have also refused to order redacted disclosure in at least two cases. Birmingham News Co. v. Hornsby, CV 94-103-TH (Cir. Ct. of Montgomery County, Ala., Mar. 18, 1994) (trial court refuses to order redaction and disclosure of Alabama Human Resources Final Decision in child abuse/neglect case because "[t]he issues . . . addressed in the [Final Decision] are so intertwined with information that is made confidential by state statute and administrative rule that it is impossible to determine that any portion of the disputed documents could be redacted so as to be allowed to be open to public inspection and still retain any meaning"); Birmingham News Co. v. Muse [Muse II, 2d appeal], 669 So. 2d 138, 139 (Ala. 1995) (redaction and disclosure of Auburn University's Response to NCAA Letter of Inquiry denied because "[i]f the promises [of confidentiality] are to be honored, it would be difficult, if not impossible, to edit out th[e] material [received under promise of confidentiality] and release a response that made sense") (quoting and adopting trial court's findings).
In 2004, the Public Records Law was amended to include the following language:
[R]ecords concerning security plans, procedures, assessments, measures, or systems, and any other records relating to, or having an impact upon, the security or safety of persons, structures, facilities, or other infrastructures, including without limitation information concerning critical infrastructure (as defined at 42 U.S.C. § 5195c(e) as amended) and critical energy infrastructure information (as defined at 18 C.F.R. § 388.11(c)(1) as amended), the public disclosure of which could reasonably be expected to be detrimental to the public safety or welfare, and records the disclosure of which would otherwise be detrimental to the best interests of the public shall be exempted from this section. Any public officer who receives a request for records that may appear to relate to critical infrastructure or critical energy infrastructure information, shall notify the owner of such infrastructure in writing of the request and provide the owner an opportunity to comment on the request and on the threats to public safety or welfare that could reasonably be expected from public disclosure of the records.
Ala. Code § 36-12-40 (Supp. 2005).
The Alabama Public Records Law provides access to "public writings," without more definition, but recent statutes, case law, and attorney general opinions have recognized that the term includes electronic records. See, e.g., Ala. Code § 22-9A-21(f) (1997) ("The [nonrestricted public birth] records may be made available for viewing in photographic, digital, electronic, or other suitable format as provided for by rules of the [State Board of Health]."); Birmingham News Co. v. Peevy, 21 Media L. Rep. (BNA) 2125 (Cir. Ct. of Montgomery County, Ala., July 22, 1993) (Alabama Department of Public Safety ordered to make computer databases of Department available to provide access to motor vehicle records in the databases) (as of Sept. 13, 1997, access to MVRs is governed by 18 U.S.C. § 2721); 227 Op. Att'y Gen. Ala. 42 (1992) (redacted data from fire district computer database due to be disclosed); 217 Op. Att'y Gen. Ala. 29 (Nov. 17, 1989) and 197 Op. Att'y Gen. Ala. 21 (Nov. 16, 1984) (computer printout of executions and sales is "well-bound book" as required by statute); 209 Op. Att'y Gen. Ala. 29 (Nov. 4, 1987) ("The reasoning applicable to documentary records in [the tax assessor's] office also applies to information provided by your office through the use of computers.").
The trial judge in Peevy articulated one of the primary reasons that computerized information is recognized as a "writing" for purposes of the Public Records Law, as follows:
Certainly, the Department was able to carry out its business without the aid of computers before such technology was available. However, the Court recognizes that computers have added a great amount of value to our public records, and that currently the Department generates the MVRs by computers. Therefore, without the aid of the computer data base, citizens would not, as a practical matter, have access to all of the information compiled.
21 Media L. Rep. (BNA) at 2126.
In Birmingham News Co. v. Peevey, 21 Media L. Rep. (BNA) 2125 (Cir. Ct. of Montgomery Co., Ala., July 22, 1993), the trial court ordered the Department of Motor Vehicles to produce motor vehicle records in computer form, as requested — and as generated by the Department for its own use. The trial court quoted with approval an Ohio Supreme Court opinion, as follows:
"[M]embers of the public should not be required 'to exhaust their energy and ingenuity to gather information which is already compiled and organized in a document created by public officials at public expense.' Similarly, a public agency should not be permitted to require the public to exhaust massive amounts of time and resources in order to replicate the value added to the public records through the creation and storage on tape of a data base containing such records."
Id. at 2126 (quoting Ohio ex rel. Margolius v. Cleveland, 19 Media L. Rep. (BNA) 2122, 2124 (Ohio S. Ct. 1992) (effective Sept. 13, 1997, access to MVRs is governed by 18 U.S.C. § 2721).
The Alabama Attorney General has declared, however, that
[i]t is not [a public agency's] responsibility or duty to provide the information to [the requester] in a particular form nor must [the agency] necessarily compile or assimilate the information for the public. Your responsibility is to provide reasonable access to the information and for the information to be a reasonable form (e.g. legible copies if possible or in regular language rather than a code form a person outside the office would not be familiar with).
Op. Att'y Gen. Ala. No. 88-00079 at 5 (Dec. 16, 1987) (diskette of personnel data requested; the requested data need not be provided in that particular form); see also Op. Att'y Gen. Ala. No. 2007-001, 2006 Ala. AG LEXIS 119 (Oct. 2, 2006) (“Because a state agency may regulate the manner in which public records are produced, inspected, and copied, a state agency . . . is not required to distribute public records in the manner that a requestor specifies.”)
In Birmingham News Co. v. Peevy, 21 Media L. Rep. (BNA) 2125 (Cir. Ct. of Montgomery County, Ala., July 22, 1993), the trial judge ordered the Alabama Department of Public Safety to produce the requested motor vehicle records from its databases and "to create any new computer program required to comply with any such request." He also ordered The Birmingham News Company to pay the Department "the actual, reasonable cost incurred by the Department" to create such a computer program. Id. at 2125 (as of Sept. 13, 1997, access to MVRs is governed by 18 U.S.C. § 2721). But see Op. Att'y Gen. Ala. No. 2007-001, 2006 Ala. AG LEXIS 119 (Oct. 2, 2006) (agency did not have to produce information in the electronic form requested);Op. Att'y Gen. Ala. No. 88-00079 (Dec. 16, 1987) (diskette of personnel data requested; agency need not produce the data in diskette form nor compile or assimilate the information); Alabama Rules of Judicial Administration 33 appendix (UJS Computer Data Dissemination Requests-Procedures; "nonavailable data" — i.e., data "made to order" rather than in current retrievable format — is not subject to public disclosure, unless the Administrative Director of Courts ("ADC") determines that the requested "made to order" information possesses significant potential for enhancement of the judicial system).
This question has not been addressed by legislative or judicial action in Alabama, except by implication in one set of statutes and one rule of judicial administration. In 1991, the Alabama Legislature established the Alabama Criminal Justice Information Center ("ACJIC") and mandated that a number of categories of information be sent to the Center by state and local law enforcement agencies for storage in the Center's computer database. Most of the categories of information are public records at the originating agencies, but the ACJIC Act bars public access to its computerized information except on a "need to know" and "right to know" basis. Arguably, the Legislature deems the compilation of that data in computer form to be more invasive of privacy rights than the ungathered data. See Ala. Code §§ 41-9-620 et seq. (2000). See also Ala. Code § 41-9-594 (2000) (ACJIC commission shall appoint a privacy and security committee); Ala. Code § 41-9-636 (2000) ("Provision of information [by ACJIC] shall be limited by . . . the right of privacy . . . ."); Ala. Code § 41-9-642 (2000) (ACJIC legislation gives no authority to "invade the privacy of any citizen").
Rule 33 of the Alabama Rules of Judicial Administration provides the following criteria for evaluating requests for computer-based information that is maintained by the Administrative Office of Courts ("AOC") regarding court cases in Alabama: (1) Availability of data; (2) Specificity of request; (3) Potential for infringement of personal privacy created by release of the information requested; (4) Potential for abuse or misinterpretation of the information requested as it related to its intended use; and (5) Potential disruption to the internal, ongoing business of the courts.
Since most of the information maintained by the AOC was public record information in the courts throughout the state, this rule has the potential to make some public record information inaccessible when it is gathered in computer form.
The Alabama Attorney General has stated that a state agency is not required to produce information electronically that is already available in paper format. See Op. Att'y Gen. Ala. No. 2007-001, 2006 Ala. AG LEXIS 119 (Oct. 2, 2006).
The Supreme Court of Alabama has treated email as public records subject to the Public Records Law. See Tenn. Valley Printing Co. v. Health Care Auth. of Lauderdale County, 2010 ALA. LEXIS 213 (Ala. Oct. 29, 2010) (holding that emails between public employees regarding the sale of public assets was subject to disclosure under the Public Records Law).
Request for emails must be made to the proper custodian of public records, and computer service employees may not be the proper person to provide emails if they are not the custodian of the public records requested. George v. Gassock, CV 07-40 (Cir. Ct. of Morgan County, Ala. June 12, 2007).
The Supreme Court of Alabama has treated emails between public employees regarding the sale of public assets as subject to the Public Records Law. Tenn. Valley Printing Co. v. Health Care Auth. of Lauderdale County, 2010 ALA. LEXIS 213 (Ala. Oct. 29, 2010).
There is no statutory or case law addressing this issue.